aimc-sd.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD
Specialized Disclosure Report

 

 

 

ALTRA INDUSTRIAL MOTION CORP.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

 

 

Delaware

 

001-33209

 

61-1478870

(State or other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

 

 

 

300 Granite Street, Suite 201

Braintree, Massachusetts

 

02184

(Address of Principal Executive Offices)

 

(Zip Code)

Glenn Deegan(781) 917-5517
(Name and telephone number, including area code, of the person to contact in connection with this report).

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.

 

 

 

 


 

 

Section 1 – Conflict Minerals Disclosure.

Item 1.01Conflict Minerals Disclosure and Report.

Altra Industrial Motion Corp. and its subsidiaries (collectively, “Altra”) manufacture and distribute a wide range of mechanical power transmission products.  Altra evaluated its current product lines and determined that columbite-tantalite ("tantalum"), cassiterite ("tin"), wolframite ("tungsten") and/or gold (collectively, “3TG”) are contained in, and necessary to the functionality or production of, certain products manufactured by Altra or contracted by Altra to be manufactured and are required to be reported in the calendar year covered by this Specialized Disclosure Report.  Accordingly, Altra conducted in good faith a reasonable country of origin inquiry regarding the 3TG in our products that was reasonably designed to determine whether any such 3TG originated in the Democratic Republic of the Congo or an adjoining country, or were from recycled or scrap sources.

In accordance with Rule 13p-1, under the Securities Exchange Act of 1934, Altra has filed this Specialized Disclosure Form and the associated Conflict Minerals Report as Exhibit 1.01 hereto.  A copy of Altra’s Conflict Minerals Report is publicly available in the “Corporate Governance” section of Altra’s website located at: http://ir.altramotion.com/corporate-governance.cfm.

Item 1.02Exhibit.

See Exhibit 1.01 attached hereto.

Section 2 – Exhibits.

Item 2.01.Exhibits.

Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and Item 1.02 of this Form SD.


 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

ALTRA INDUSTRIAL MOTION CORP.

 

/s/ Glenn Deegan

Name:

 

Glenn Deegan

Title:

 

Vice President, Legal and Human Resources, General Counsel and Secretary

Date: May 30, 2018

 

 

aimc-ex101_6.htm

EXHIBIT 1.01

Altra Industrial Motion Corp.
Conflict Minerals Report
For The Year Ended December 31, 2017

This is the Conflict Minerals Report of Altra Industrial Motion Corp. for calendar year 2017, in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“1934 Act”).  Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-677161 for definitions to the terms used in this Conflict Minerals Report (this “Report”), unless otherwise defined herein.

Overview

This Report has been prepared by Altra Industrial Motion Corp. (herein referred to as “Altra”, “we”, “us” or “our”).  The information in this Report includes the activities of all subsidiaries owned or controlled by Altra that are required to be consolidated for purposes of this Report.  This report covers products manufactured or contracted to be manufactured by Altra during the reporting period from January 1, 2017 to December 31, 2017 (the “Reporting Period”).

Our Products

Altra is a leading global designer, producer and marketer of a wide range of mechanical power transmission products serving customers in a diverse group of industries, including energy, general industrial, material handling, mining, transportation, and turf and garden.  Altra’s product portfolio includes industrial clutches and brakes, enclosed gear drives, open gearing, belted drives, couplings, engineered bearing assemblies, linear components, gear motors, electronic drives, and other related products.

Compliance with the Conflict Minerals Rule

Altra is fully committed to complying with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act"), which aims to prevent the use of certain "conflict minerals" that directly or indirectly finance or benefit armed groups in the Democratic Republic of the Congo ("DRC") or adjoining countries (including Angola, Burundi, The Central African Republic, The Republic of Congo, Uganda, Rwanda, South Sudan, Tanzania, and Zambia) (the "Covered Countries").  For purposes of Rule 13-1 (the “Conflict Minerals Rule”), “conflict minerals” include: columbite-tantalite ("tantalum"), cassiterite ("tin"), wolframite ("tungsten"), and gold (collectively, “3TG”).

In accordance with the Conflict Minerals Rule, Altra undertook measures reasonably designed to (i) identify whether there are any 3TG included in, and necessary to the functionality or production

 

1 

Final Rule: Conflict Minerals, Release No. 34-67716 (August 22, 2012), available at http://www.sec.gov/rules/final/2012/34-67716.pdf.


of, products manufactured by Altra or contracted by Altra to be manufactured during the Reporting Period, and if so, (ii) determine whether any of the 3TG originated in the DRC or an adjoining country, or are from recycled or scrap sources.  Altra’s processes are described in detail below.  

While Altra takes compliance with the Conflict Minerals Rule very seriously, as a company engaged in the manufacture of mechanical power transmission products, Altra’s global supply chain is complex, and Altra is several levels removed from the actual mining of any potential 3TG that may be contained in its final products.  Furthermore, Altra does not purchase raw ore or unrefined 3TG, or make purchases from the Covered Countries.  Thus, it is difficult for Altra to determine the origin of any potential 3TG that may be in its final products with any certainty once the raw ores are smelted, refined and converted to ingots, bullion or other 3TG-containing derivatives.  The smelters and refiners in Altra's supply chain -- who Altra typically does not know due to being so far removed from them in the supply chain -- are in the best position to know the origin of the ores.

Reasonable Country of Origin Inquiry

In order to comply with the Conflict Minerals Rule during the Reporting Period, Altra continued to utilize its management-level Conflict Minerals compliance team, led by Altra’s General Counsel.  Each of Altra’s business units continued to utilize a site-level compliance team.  Each site-level compliance team is responsible for (i) conducting a comprehensive analysis of its products, and generating and maintaining a list of those of its products for which 3TG are necessary to their functionality or production (the “3TG Product List”) and (ii) generating and maintaining a list of suppliers that have the potential to supply components, parts or materials that contain 3TG and are incorporated into products listed on its 3TG Product List (the “3TG Supplier List”).  

Each site-level compliance team, with support and guidance from the management-level compliance team, conducted a good faith reasonable country of origin inquiry (“RCOI”) on the products included on its 3TG Product List for 2017 (the “Subject Products”).  In accordance with the Conflict Minerals Rule and related guidance provided by the SEC, this good faith RCOI was reasonably designed to determine whether any of the 3TG included in the Subject Products originated in the Conflict Region and/or whether any of those 3TG may be from recycled or scrap sources.  Altra’s RCOI process involved sending to each supplier on the 3TG Supplier List a compliance package that included (a) Altra’s Policy Statement on Conflict Minerals, (b) a letter to the supplier educating the supplier on compliance with the Conflict Minerals Rule and (c) a survey regarding the presence and origin of any 3TG contained within the components, parts and materials supplied to Altra during the Reporting Period (the “Supplier Compliance Package”).  Each site-level compliance team made every reasonable effort to follow up with suppliers who did not return the survey or who did not provide a meaningful response.

Due Diligence Framework


In addition to its good faith RCOI, Altra undertook additional due diligence regarding the sources of the 3TG in the Subject Products.  Altra designed its due diligence process to conform in all material respects with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, an internationally recognized due diligence framework (the “OECD Framework”).  In accordance with the OECD Framework, during the Reporting Period Altra has maintained a Conflict Minerals compliance and due diligence program that includes (i) the establishment of strong company management systems, (ii) procedures for identifying and assessing risk in Altra’s supply chain, (iii) a strategy to respond to identified risks, and (iv) public reporting on supply chain due diligence.  The following is a summary of Altra’s efforts to comply with the OECD’s Five-Step Framework for Risk-Based Due Diligence in the Mineral Supply Chain.

 

1.

Company Management Systems

 

 

a.

Altra has structured internal management to support supply chain due diligence.

 

i.

Altra has adopted and implemented a Policy Statement on Conflict Minerals which is publicly available in the “Corporate Governance” section of Altra’s website located at: http://ir.altramotion.com/corporate-governance.cfm.

 

ii.

Altra has maintained a management-level Conflict Minerals compliance team, led by Altra’s General Counsel, as well as business site-level compliance teams.  The site-level compliance teams are comprised of subject matter experts from relevant functions such as purchasing, quality assurance and engineering.  

 

iii.

Each site-level compliance team reports to the General Counsel, who briefs senior management on the compliance and due diligence efforts as necessary.

 

b.

Altra continues to strengthen its engagement with suppliers by communicating with and educating its suppliers as necessary with respect to the Conflict Minerals Rule and the materials contained within Altra’s Supplier Compliance Package.

 

c.

Altra continues to require its suppliers to support its Conflict Minerals compliance efforts through contractual methods.  For example, Altra has incorporated terms and conditions in its procurement documents which require the supplier to certify that its product is "conflict free."

 

d.

Altra’s Code of Business Conduct includes a mechanism for employees to escalate issues and concerns regarding any compliance matter, including issues regarding compliance with the Conflict Minerals Rule.  In addition, Altra’s Conflict Minerals site-level compliance teams routinely follow up with the management-level compliance team, including the General Counsel, to identify and escalate any identified issues associated with non-responsive or problematic responses to Altra’s


 

RCOI survey.  Altra believes that this system is conducive to identifying and addressing risks as early as possible.

 

 

2.

Identify and Assess Risks in the Supply Chain.  Altra has continued its efforts to increase its supply chain transparency and to identify and assess risks in its supply chain. As noted above, Altra conducted a comprehensive analysis of its products in order to determine which of its products contain 3TG that are necessary to their functionality or production.  Suppliers who have the potential to supply parts, components and materials that contain 3TG and are incorporated into such of Altra’s products were included in the scope of Altra’s RCOI described above.  Altra has relied on the responses of these suppliers to provide information about the source of 3TG contained within the parts, components and materials supplied to Altra.  

 

 

3.

Design and Implement a Strategy to Respond to Risks.  Altra has continued to develop and execute measures to respond to identified risks.  Altra's strategy includes the following:

 

a.

Findings of supply chain risk assessment are reported by Altra’s site-level compliance teams to Altra’s management-level compliance team, including the General Counsel, who briefs senior management as necessary.

 

b.

Utilizing a comprehensive supplier questionnaire and certification designed to definitively determine whether or not any 3TG in its products originated in the Conflict Region and, if so, whether the funds or proceeds from the mining operations within the Conflict Region that were the source of such 3TG have been used to finance or benefit rebel or militia groups that engage in armed conflict, extreme violence and/or systemic human rights abuses in the Conflict Region.

 

c.

Communicating with and educating suppliers on compliance with the Conflict Minerals Rule.

 

d.

Requiring suppliers to complete their RCOI and due diligence processes and certify as to the source and chain of custody of 3TG within their products.

 

e.

Communicating to its suppliers that they will be evaluated and reviewed on an ongoing basis for compliance with the Conflict Minerals Rule and that Altra reserves the right at any time to take appropriate actions with respect to non-compliant suppliers, up to and including discontinuing purchases from the supplier.

 

 

4.

Independent Third Party Audit of Supply Chain Due Diligence.  It is important to note that the OECD Guidance was written for both upstream and downstream companies in the supply chain.  With respect to Step 4 of the OECD Guidance, as noted above, Altra is a downstream consumer of 3TG and is many steps removed from smelters and refiners who provide minerals and ore.  Altra does not purchase raw or unrefined 3TG and does not, to the best of its knowledge, directly purchase these minerals from any of the Covered Countries.  Therefore, Altra does not perform or direct audits of smelters and refiners


 

within its supply chain.  Altra relies on industry resources, such as the Conflict Free Smelters Initiative and other certifying bodies, to provide certifications and to influence smelters and refiners to participate in audits and achieve conflict-free certifications.

 

 

5.

Public Report on Supply Chain Due Diligence.  Altra complies with Step 5 of the OECD Guidance by making this Report and its Policy Statement on Conflict Minerals publicly available in the “Corporate Governance” section of Altra’s website located at: http://ir.altramotion.com/corporate-governance.cfm.

 

Results of Our RCOI and Due Diligence Processes

Altra’s efforts to collect information from suppliers included within the scope of Altra’s good faith RCOI for the Reporting Period continued into the current calendar year.  Despite Altra’s diligent efforts in repeatedly contacting non-responsive suppliers, as of the date of this filing, Altra has yet to receive responses to its RCOI survey from a number of its suppliers.  In addition, suppliers who have responded to Altra’s RCOI survey have showed varying degrees of cooperation.  Some of the challenges Altra has faced with respect to obtaining and analyzing supplier responses include the following: (i) Altra is dependent on information received from its direct suppliers, who are dependent upon information received from their lower level suppliers, to determine (x) the country of origin of 3TG contained in the components and materials supplied to Altra and (y) which specific smelters are providing the source metals that eventually become incorporated into Altra’s products; (ii) Altra has a varied supplier base with differing levels of resources and sophistication, many of whom are not themselves subject to Rule 13p-1 of the Exchange Act; (iii) some of Altra’s suppliers provided incomplete or unclear responses that required significant follow-up; (iv) some of Altra’s suppliers were unable or unwilling to specify the country of origin of, or the smelters or refiners used for, materials and components supplied to Altra; and (v) the majority of Altra’s suppliers who did identify smelters or refiners in their supply chain responded to Altra’s RCOI survey at a company or divisional level and, therefore, Altra cannot definitively determine whether (x) any of the 3TG reported by these suppliers are actually contained in the products or components supplied to us or (y) whether the identified smelters or refiners are actually in our supply chain.

 

1.

Facilities Used to Process the Necessary 3TG.  Altra’s RCOI survey included an effort to identify the facilities used to process the necessary 3TG in Altra’s products.  Based on the information obtained, for the Reporting Period, Altra has not received sufficient information from its suppliers or other sources to identify all of the facilities used to process the necessary 3TG used in Altra’s products.  Many of Altra’s suppliers are still unable to identify the smelters or refiners used in products and components supplied to us.  Furthermore, despite our request for product-level disclosure, the majority of our suppliers who did identify smelters or refiners in their supply chain provided a company or divisional level response, covering all of that supplier’s products sold to all of their customers.  With respect to these suppliers, we were unable to determine which of the identified smelters or


 

refiners, if any, processed the necessary 3TG that were incorporated into our products.  We have therefore elected not to present in this Report any smelter or refinery names identified by suppliers who provided a company or divisional-level response.  Attached hereto as Schedule A is a list of facilities identified by those of Altra’s suppliers who provided a product-level response, and that we believe processed necessary 3TG in certain of Altra’s products manufactured during the Reporting Period.

 

 

2.

Country of Origin of Our Necessary 3TG.  Altra’s RCOI survey included an effort to identify the country of origin of the necessary 3TG in Altra’s products.  Based on the information obtained, for the Reporting Period, Altra has not received sufficient information from its suppliers or other sources to determine the country of origin of the necessary 3TG in all of Altra’s products.  The location of the smelters listed on Schedule A is set forth next to each smelter name.

 

 

3.

Efforts to Determine Mine or Location of Origin.  Consistent with the OECD Guidance for downstream companies such as Altra, our efforts to determine the mine or location of origin of necessary 3TG with the greatest possible specificity encompassed our RCOI and due diligence measures described above, which were not conclusive. Altra’s ability to deliver products that are conflict free are dependent upon smelters adopting policies, controls and procedures that will provide reasonable confidence that their products are conflict-free.  

Risk Mitigation Efforts

In the next compliance period, Altra intends to continue to make efforts to improve its RCOI and due diligence processes, in order to further mitigate any risk that the necessary 3TG in Altra's products could benefit armed groups in the Covered Countries. These efforts include:

 

Continue to leverage the activities of the OECD and relevant trade associations to identify and improve best practices for RCOI and due diligence processes;

 

Continue to educate members of our management and site-level Conflict Minerals compliance teams as well as other employees who are involved with 3TG on both the supplier and customer sides of Altra’s business;

 

Continue to engage with suppliers to improve the accuracy and completeness of the information provided to Altra about Altra’s supply chain;

 

Continue to move towards purchasing only from suppliers who are sourcing from certified, conflict-free smelters; and

 

Continue to compare the list of smelters identified as a result of Altra’s RCOI and due diligence processes to the evolving list of smelters who have been designated as “conflict free” through independent “conflict free” smelter validation programs.


In order to improve the transparency throughout its supply chain, Altra will routinely (i) monitor these risk mitigation efforts, (ii) report to senior management on the effectiveness of these efforts and (iii) make any adjustments to this strategy as may be necessary from time to time.

Independent Audit

In accordance with the Conflict Minerals Rule and related SEC guidance, an independent private sector audit of this Report is not required.



SCHEDULE A

The following smelters have been identified by Altra’s suppliers as having processed necessary 3TG in certain of Altra’s products manufactured during the Reporting Period:

Smelter Name

Country

CFSI Smelter ID

Metal

A.L.M.T. TUNGSTEN Corp.

JAPAN

CID000004

Tungsten

Advanced Chemical Company

UNITED STATES

CID000015

Gold

Aida Chemical Industries Co., Ltd.

JAPAN

CID000019

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

GERMANY

CID000035

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

CID000041

Gold

Alpha

UNITED STATES

CID000292

Tin

AngloGold Ashanti Córrego do Sítio Mineração

BRAZIL

CID000058

Gold

Argor-Heraeus S.A.

SWITZERLAND

CID000077

Gold

Asahi Pretec Corp.

JAPAN

CID000082

Gold

Asahi Refining USA Inc.

UNITED STATES

CID000920

Gold

Asaka Riken Co., Ltd.

JAPAN

CID000090

Gold

Asia Tungsten Products Vietnam Ltd.

VIET NAM

CID002502

Tungsten

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

TURKEY

CID000103

Gold

Aurubis AG

GERMANY

CID000113

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

CID000128

Gold

Boliden AB

SWEDEN

CID000157

Gold

C. Hafner GmbH + Co. KG

GERMANY

CID000176

Gold

Caridad

MEXICO

CID000180

Gold

CCR Refinery - Glencore Canada Corporation

CANADA

CID000185

Gold

Cendres + Métaux S.A.

SWITZERLAND

CID000189

Gold

Changsha South Tantalum Niobium Co., Ltd.

CHINA

CID000211

Tantalum

Chenzhou Diamond Tungsten Products Co., Ltd.

CHINA

CID002513

Tungsten

Chimet S.p.A.

ITALY

CID000233

Gold

China Tin Group Co., Ltd.

CHINA

CID001070

Tin

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

Tungsten

Chugai Mining

JAPAN

CID000264

Gold

CNMC (Guangxi) PGMA Co., Ltd.

CHINA

CID000278

Tin


Smelter Name

Country

CFSI Smelter ID

Metal

Conghua Tantalum and Niobium Smeltry

CHINA

CID000291

Tantalum

Cooper Santa

BRAZIL

CID000295

Tin

CV Ayi Jaya

INDONESIA

CID002570

Tin

CV Dua Sekawan

INDONESIA

CID002592

Tin

CV Gita Pesona

INDONESIA

CID000306

Tin

CV Serumpun Sebalai

INDONESIA

CID000313

Tin

CV Tiga Sekawan

INDONESIA

CID002593

Tin

CV United Smelting

INDONESIA

CID000315

Tin

CV Venus Inti Perkasa

INDONESIA

CID002455

Tin

D Block Metals, LLC

UNITED STATES

CID002504

Tantalum

Daejin Indus Co., Ltd.

KOREA, REPUBLIC OF

CID000328

Gold

Daye Non-Ferrous Metals Mining Ltd.

CHINA

CID000343

Gold

Dayu Weiliang Tungsten Co., Ltd.

CHINA

CID000345

Tungsten

DODUCO GmbH

GERMANY

CID000362

Gold

Dowa

JAPAN

CID000401

Gold

Dowa

JAPAN

CID000402

Tin

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

CID000359

Gold

Duoluoshan

CHINA

CID000410

Tantalum

Eco-System Recycling Co., Ltd.

JAPAN

CID000425

Gold

Elemetal Refining, LLC

UNITED STATES

CID001322

Gold

EM Vinto

BOLIVIA

CID000438

Tin

Estanho de Rondônia S.A.

BRAZIL

CID000448

Tin

Exotech Inc.

UNITED STATES

CID000456

Tantalum

F&X Electro-Materials Ltd.

CHINA

CID000460

Tantalum

Fenix Metals

POLAND

CID000468

Tin

FIR Metals & Resource Ltd.

CHINA

CID002505

Tantalum

Fujian Jinxin Tungsten Co., Ltd.

CHINA

CID000499

Tungsten

Gansu Seemine Material Hi-Tech Co., Ltd.

CHINA

CID000522

Gold

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

CID000875

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

CID002315

Tungsten


Smelter Name

Country

CFSI Smelter ID

Metal

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

CID002494

Tungsten

Ganzhou Yatai Tungsten Co., Ltd.

CHINA

CID002536

Tungsten

Geib Refining Corporation

UNITED STATES

CID002459

Gold

Gejiu Kai Meng Industry and Trade LLC

CHINA

CID000942

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

CID000538

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

CID001908

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CHINA

CID000555

Tin

Global Advanced Metals Aizu

JAPAN

CID002558

Tantalum

Global Advanced Metals Boyertown

UNITED STATES

CID002557

Tantalum

Global Tungsten & Powders Corp.

UNITED STATES

CID000568

Tungsten

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

CID002243

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CHINA

CID001909

Gold

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

CID003116

Tin

Guangdong Jinding Gold Limited

CHINA

CID002312

Gold

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

CID000218

Tungsten

Guangdong Zhiyuan New Material Co., Ltd.

CHINA

CID000616

Tantalum

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CHINA

CID000651

Gold

H.C. Starck Co., Ltd.

THAILAND

CID002544

Tantalum

H.C. Starck GmbH

GERMANY

CID002541

Tungsten

H.C. Starck Hermsdorf GmbH

GERMANY

CID002547

Tantalum

H.C. Starck Inc.

UNITED STATES

CID002548

Tantalum

H.C. Starck Ltd.

JAPAN

CID002549

Tantalum

H.C. Starck Smelting GmbH & Co. KG

GERMANY

CID002550

Tantalum

Hangzhou Fuchunjiang Smelting Co., Ltd.

CHINA

CID000671

Gold

Heimerle + Meule GmbH

GERMANY

CID000694

Gold

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

CID002492

Tantalum

Heraeus Metals Hong Kong Ltd.

CHINA

CID000707

Gold

Heraeus Precious Metals GmbH & Co. KG

GERMANY

CID000711

Gold

Hi-Temp Specialty Metals, Inc.

UNITED STATES

CID000731

Tantalum

Huichang Jinshunda Tin Co., Ltd.

CHINA

CID000760

Tin

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000766

Tungsten


Smelter Name

Country

CFSI Smelter ID

Metal

Hunan Chenzhou Mining Co., Ltd.

CHINA

CID000767

Gold

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

CHINA

CID002579

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CHINA

CID000769

Tungsten

Hydrometallurg, JSC

RUSSIAN FEDERATION

CID002649

Tungsten

Ishifuku Metal Industry Co., Ltd.

JAPAN

CID000807

Gold

Istanbul Gold Refinery

TURKEY

CID000814

Gold

Japan Mint

JAPAN

CID000823

Gold

Japan New Metals Co., Ltd.

JAPAN

CID000825

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

CID002551

Tungsten

Jiangxi Copper Co., Ltd.

CHINA

CID000855

Gold

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

CID002512

Tantalum

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

CID002321

Tungsten

Jiangxi Ketai Advanced Material Co., Ltd.

CHINA

CID000244

Tin

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CHINA

CID002313

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

CID002318

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

CID002317

Tungsten

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

CHINA

CID002535

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

CID002316

Tungsten

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

CID000914

Tantalum

Jiujiang Tanbre Co., Ltd.

CHINA

CID000917

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

CID002506

Tantalum

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

RUSSIAN FEDERATION

CID000927

Gold

JSC Uralelectromed

RUSSIAN FEDERATION

CID000929

Gold

JX Nippon Mining & Metals Co., Ltd.

JAPAN

CID000937

Gold

Kazakhmys Smelting LLC

KAZAKHSTAN

CID000956

Gold

Kazzinc

KAZAKHSTAN

CID000957

Gold

KEMET Blue Metals

MEXICO

CID002539

Tantalum

KEMET Blue Powder

UNITED STATES

CID002568

Tantalum

Kennametal Fallon

UNITED STATES

CID000966

Tungsten


Smelter Name

Country

CFSI Smelter ID

Metal

Kennametal Huntsville

UNITED STATES

CID000105

Tungsten

Kennecott Utah Copper LLC

UNITED STATES

CID000969

Gold

KGHM Polska Miedź Spółka Akcyjna

POLAND

CID002511

Gold

King-Tan Tantalum Industry Ltd.

CHINA

CID000973

Tantalum

Kojima Chemicals Co., Ltd.

JAPAN

CID000981

Gold

Kyrgyzaltyn JSC

KYRGYZSTAN

CID001029

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CHINA

CID001058

Gold

LSM Brasil S.A.

BRAZIL

CID001076

Tantalum

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

CID001078

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CHINA

CID001093

Gold

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

CID002468

Tin

Malaysia Smelting Corporation (MSC)

MALAYSIA

CID001105

Tin

Malipo Haiyu Tungsten Co., Ltd.

CHINA

CID002319

Tungsten

Materion

UNITED STATES

CID001113

Gold

Matsuda Sangyo Co., Ltd.

JAPAN

CID001119

Gold

Melt Metais e Ligas S.A.

BRAZIL

CID002500

Tin

Metallic Resources, Inc.

UNITED STATES

CID001142

Tin

Metallo Belgium N.V.

BELGIUM

CID002773

Tin

Metallo-Chimique N.V.

BELGIUM

CID002773

Tin

Metallurgical Products India Pvt., Ltd.

INDIA

CID001163

Tantalum

Metalor Technologies (Hong Kong) Ltd.

CHINA

CID001149

Gold

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

CID001152

Gold

Metalor Technologies (Suzhou) Ltd.

CHINA

CID001147

Gold

Metalor Technologies S.A.

SWITZERLAND

CID001153

Gold

Metalor USA Refining Corporation

UNITED STATES

CID001157

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

CID001161

Gold

Mineração Taboca S.A.

BRAZIL

CID001173

Tin

Mineração Taboca S.A.

BRAZIL

CID001175

Tantalum

Minsur

PERU

CID001182

Tin

Mitsubishi Materials Corporation

JAPAN

CID001188

Gold

Mitsubishi Materials Corporation

JAPAN

CID001191

Tin


Smelter Name

Country

CFSI Smelter ID

Metal

Mitsui Mining & Smelting

JAPAN

CID001192

Tantalum

Mitsui Mining and Smelting Co., Ltd.

JAPAN

CID001193

Gold

Molycorp Silmet A.S.

ESTONIA

CID001200

Tantalum

Morris and Watson

NEW ZEALAND

CID002282

Gold

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

CID001204

Gold

Nadir Metal Rafineri San. Ve Tic. A.Ş.

TURKEY

CID001220

Gold

Nankang Nanshan Tin Manufactory Co., Ltd.

CHINA

CID001231

Tin

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

CID001236

Gold

Nghe Tinh Non-Ferrous Metals Joint Stock Company

VIET NAM

CID002573

Tin

Nihon Material Co., Ltd.

JAPAN

CID001259

Gold

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

CID001277

Tantalum

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

VIET NAM

CID002543

Tungsten

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

CID001314

Tin

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

CID002517

Tin

Ohura Precious Metal Industry Co., Ltd.

JAPAN

CID001325

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

RUSSIAN FEDERATION

CID001326

Gold

OJSC Novosibirsk Refinery

RUSSIAN FEDERATION

CID000493

Gold

Operaciones Metalurgical S.A.

BOLIVIA

CID001337

Tin

PAMP S.A.

SWITZERLAND

CID001352

Gold

Penglai Penggang Gold Industry Co., Ltd.

CHINA

CID001362

Gold

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

CID001386

Gold

PT Aneka Tambang (Persero) Tbk

INDONESIA

CID001397

Gold

PT Aries Kencana Sejahtera

INDONESIA

CID000309

Tin

PT Artha Cipta Langgeng

INDONESIA

CID001399

Tin

PT ATD Makmur Mandiri Jaya

INDONESIA

CID002503

Tin

PT Babel Inti Perkasa

INDONESIA

CID001402

Tin

PT Bangka Prima Tin

INDONESIA

CID002776

Tin

PT Bangka Tin Industry

INDONESIA

CID001419

Tin


Smelter Name

Country

CFSI Smelter ID

Metal

PT Belitung Industri Sejahtera

INDONESIA

CID001421

Tin

PT Bukit Timah

INDONESIA

CID001428

Tin

PT DS Jaya Abadi

INDONESIA

CID001434

Tin

PT Eunindo Usaha Mandiri

INDONESIA

CID001438

Tin

PT Inti Stania Prima

INDONESIA

CID002530

Tin

PT Justindo

INDONESIA

CID000307

Tin

PT Karimun Mining

INDONESIA

CID001448

Tin

PT Menara Cipta Mulia

INDONESIA

CID002835

Tin

PT Mitra Stania Prima

INDONESIA

CID001453

Tin

PT Panca Mega Persada

INDONESIA

CID001457

Tin

PT Prima Timah Utama

INDONESIA

CID001458

Tin

PT Refined Bangka Tin

INDONESIA

CID001460

Tin

PT Sariwiguna Binasentosa

INDONESIA

CID001463

Tin

PT Stanindo Inti Perkasa

INDONESIA

CID001468

Tin

PT Sukses Inti Makmur

INDONESIA

CID002816

Tin

PT Sumber Jaya Indah

INDONESIA

CID001471

Tin

PT Timah (Persero) Tbk Kundur

INDONESIA

CID001477

Tin

PT Timah (Persero) Tbk Mentok

INDONESIA

CID001482

Tin

PT Tinindo Inter Nusa

INDONESIA

CID001490

Tin

PT Tommy Utama

INDONESIA

CID001493

Tin

PX Précinox S.A.

SWITZERLAND

CID001498

Gold

QuantumClean

UNITED STATES

CID001508

Tantalum

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

CID001512

Gold

Republic Metals Corporation

UNITED STATES

CID002510

Gold

RFH Tantalum Smeltry Co., Ltd.

CHINA

CID001522

Tantalum

Royal Canadian Mint

CANADA

CID001534

Gold

Rui Da Hung

TAIWAN

CID001539

Tin

Sabin Metal Corp.

UNITED STATES

CID001546

Gold

Samduck Precious Metals

KOREA, REPUBLIC OF

CID001555

Gold

SAMWON Metals Corp.

KOREA, REPUBLIC OF

CID001562

Gold


Smelter Name

Country

CFSI Smelter ID

Metal

SAXONIA Edelmetalle GmbH

GERMANY

CID002777

Gold

Schone Edelmetaal B.V.

NETHERLANDS

CID001573

Gold

SEMPSA Joyería Platería S.A.

SPAIN

CID001585

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CHINA

CID001619

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

CID001622

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

CID001736

Gold

Singway Technology Co., Ltd.

TAIWAN

CID002516

Gold

So Accurate Group, Inc.

UNITED STATES

CID001754

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

CID001756

Gold

Soft Metais Ltda.

BRAZIL

CID001758

Tin

Solar Applied Materials Technology Corp.

TAIWAN

CID001761

Gold

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

CID001769

Tantalum

Sumitomo Metal Mining Co., Ltd.

JAPAN

CID001798

Gold

Taki Chemicals

JAPAN

CID001869

Tantalum

Tanaka Kikinzoku Kogyo K.K.

JAPAN

CID001875

Gold

Tejing (Vietnam) Tungsten Co., Ltd.

VIET NAM

CID001889

Tungsten

Telex Metals

UNITED STATES

CID001891

Tantalum

Thaisarco

THAILAND

CID001898

Tin

The Refinery of Shandong Gold Mining Co., Ltd.

CHINA

CID001916

Gold

Tokuriki Honten Co., Ltd.

JAPAN

CID001938

Gold

Tongling Nonferrous Metals Group Co., Ltd.

CHINA

CID001947

Gold

Torecom

KOREA, REPUBLIC OF

CID001955

Gold

Ulba Metallurgical Plant JSC

KAZAKHSTAN

CID001969

Tantalum

Umicore Brasil Ltda.

BRAZIL

CID001977

Gold

Umicore Precious Metals Thailand

THAILAND

CID002314

Gold

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

CID001980

Gold

United Precious Metal Refining, Inc.

UNITED STATES

CID001993

Gold

Valcambi S.A.

SWITZERLAND

CID002003

Gold

Vietnam Youngsun Tungsten Industry Co., Ltd.

VIET NAM

CID002011

Tungsten


Smelter Name

Country

CFSI Smelter ID

Metal

VQB Mineral and Trading Group JSC

VIET NAM

CID002015

Tin

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

CID002030

Gold

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

CID002036

Tin

WIELAND Edelmetalle GmbH

GERMANY

CID002778

Gold

Wolfram Bergbau und Hütten AG

AUSTRIA

CID002044

Tungsten

Xiamen Tungsten Co., Ltd.

CHINA

CID002082

Tungsten

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

CHINA

CID002095

Tungsten

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

CID002508

Tantalum

Yamamoto Precious Metal Co., Ltd.

JAPAN

CID002100

Gold

Yichun Jin Yang Rare Metal Co., Ltd.

CHINA

CID002307

Tantalum

Yokohama Metal Co., Ltd.

JAPAN

CID002129

Gold

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

CID002158

Tin

Yunnan Copper Industry Co., Ltd.

CHINA

CID000197

Gold

Yunnan Tin Company, Ltd.

China

CID002180

Tin

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

CID002224

Gold

Zijin Mining Group Co., Ltd. Gold Refinery

CHINA

CID002243

Gold